PERSPECTIVE OF THE INSTITUTIONAL
DIGITAL REPOSITORY IN THE PROTECTION
AND DIFFUSION OF ACADEMIC ACTIVITY
PERSPECTIVA DEL REPOSITORIO DIGITAL
INSTITUCIONAL EN LA PROTECCIÓN Y DIFUSIÓN
DE LA ACTIVIDAD ACADÉMICA
Gerardo Armando Picón
Universidad Privada María Serrana, Paraguay
pág. 4210
DOI: https://doi.org/10.37811/cl_rcm.v8i2.10831
Perspective of the Institutional Digital Repository in the Protection and
Diffusion of Academic Activity
Gerardo Armando Picón
1
https://orcid.org/0000-0002-1668-5951
Universidad Privada María Serrana
Asunción, Paraguay
ABSTRACT
Repositories emerge as an initiative to improve access to knowledge, constituting a digital-based
alternative for academic communication. The need to develop a repository for the Universidad
Privada María Serrana is proposed, given the need to create a space for disseminating and accessing
academic works. The general objective was to analyze the perspective and transcendence of the
institutional repository, and the specific objectives were to define the importance of creating an
institutional digital repository, to determine the objectives and the content or type of materials, and
to point out the benefits and difficulties that the development of the repository would have. It was a
non-experimental, quantitative, descriptive, and cross- sectional research, applying an express
questionnaire using Google Forms. The sampling was non-probabilistic, voluntary, and intentional,
aimed at students and teachers from a population of 980 students and 130 teachers, with 105 students
and 31 teachers participating. As the main results, all participants determined that creating an
institutional repository was necessary, most of them considering that the objective would be to
manage, preserve, and maintain the academic material in digital files. Regarding the reasons and
importance of its creation, with most frequencies in the significant degree, they placed the option
referred to the changes and technological advances.
Keywords: academic activity, digital archive, diffusion, institutional repository
1
Autor principal
Correspondencia:
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Perspectiva del Repositorio Digital Institucional en la Protección y Difusión
de la Actividad Académica
RESUMEN
Los repositorios surgen como una iniciativa para mejorar el acceso al conocimiento, constituyendo una
alternativa digital para la comunicación académica. Se plantea la necesidad de desarrollar un repositorio
para la Universidad Privada María Serrana, dada la necesidad de crear un espacio de difusión y acceso a
trabajos académicos. El objetivo general fue analizar la perspectiva y trascendencia del repositorio
institucional, y los objetivos específicos fueron definir la importancia de crear un repositorio digital
institucional, determinar los objetivos y el contenido o tipo de materiales, y señalar los beneficios y
dificultades que tendría el desarrollo del repositorio. Fue una investigación no experimental, cuantitativa,
descriptiva y transversal, aplicándose un cuestionario exprés mediante Google Forms. El muestreo fue no
probabilístico, voluntario e intencional, dirigido a estudiantes y docentes de una población de 980
estudiantes y 130 docentes, participando 105 estudiantes y 31 docentes. Como principales resultados,
todos los participantes determinaron que era necesario crear un repositorio institucional, considerando la
mayoría que el objetivo sería gestionar, preservar y mantener el material académico en archivos digitales.
Respecto a los motivos e importancia de su creación, con mayor frecuencia en el grado significativo,
colocaron la opción referida a los cambios y avances tecnológicos.
Palabras clave: actividad académica, archivo digital, difusión, repositorio institucional
Artículo recibido 28 febrero 2024
Aceptado para publicación: 30 marzo 2024
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INTRODUCTION
Increasingly improved Internet connectivity enables obtaining information produced in different
academic and scientific institutions, providing access to publications and electronic resources. It is
how initiatives arise to provide better access to scientific knowledge. Institutional repositories
constitute an alternative digital base for this purpose in a global infrastructure for scholarly
communication.
An institutional repository is defined as an archive to collect, preserve, and disseminate digital copies
of the intellectual production of an institution, constituting an alternative that has emerged as a channel
for the promotion and strengthening of scientific and academic activity in digital content that may
include didactic material, research, work reports or institutional reports, among others.
It is a digital archive of the intellectual product created by an institution's faculties, researchers, and
students. It is accessible to users inside and outside the institution with little or no access barrier (Saini,
2018; Tiwari & Gandotra, 2018).
Five main characteristics define institutional repositories: digital content, with a focus driven by a
specific community, institutional support, durable and permanent, and accessible content. It is an
alternative shared by the community whose description implies that the material deposited in the
repository is scholarly and is ready for public dissemination, such as preprints, conference papers, and
other types of scholarly documents, with six essential functions: material submission, metadata
application, access control, support, distribution and preservation (Gibbons, 2004).
Institutional repositories form a means of effective management and preservation of an institution's
heritage, knowledge base, and intellectual assets, thus resulting in the content of institutional
repositories expanding with a scope of not only electronic preprints, including research data, but e-
learning materials and other forms of institutional intellectual products, which must secure in such a
way that they remain accessible and retain their authenticity, reliability, and integrity (Prabhakar &
Manjula Rani, 2018). The repository can contain extensive topics of study of a discipline, and it can
include much more specific topics, depending on each institution's needs and interests. Thus, an
institutional repository offers a possibility of the broadest possible exchange of research results through
unrestricted access (Saini, 2018).
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A university-based institutional repository is a set of services that a university offers to members of its
community for the management and dissemination of digital materials created by the institution and
members of its community and represents a collaboration between librarians, information
technologists, archives and records managers, university faculty and administrators, and policymakers
(Lynch, 2003).
The institutional repository has become one of the avenues of information communication through
which academic and research communities make research results available to the public. The storage
of information resources on scholarly works and the ability to search has become an opportunity to
improve scholarly communication (Fernández García, 2016; Ngozi, 2018).
Storing data in repositories is part of the preservation part of the data lifecycle. Repositories can help
make a researcher's data more recognizable and accessible and lead to its possible reuse due to the
digital preservation of all types of documentation produced by scholars.
In this sense, digital preservation refers to the actions required to maintain access to digital materials
beyond the limits of technological change. It is the management of digital information over some time
with long-term maintenance and updating of files in digital format as storage media. It is digital
preservation similar to institutional repositories in terms of protection and anticipated safeguarding of
documents (Saini, 2018).
Sandí Delgado and Cruz Alvarado (2016), in a comparative study of two institutional repositories,
SEDICI (Argentina) and Kérwá (Costa Rica), determined that they constituted an essential tool for
Higher Education Institutions (HEIs) considering the high volume of content allowing the
dissemination of research results. It also reports that the repositories allowed interoperability with other
repositories on database information, books, or electronic journals, providing accessibility to
information and other documentary sources. It identifies the need to make the repositories more
efficient and secure tools for content preservation. It pointed out that the two repositories position well
in each country due to disseminating research results.
Literature Review
Asadi et al. (2019) believe that institutional repositories have received considerable attention from
researchers worldwide and across disciplines, potentially increasing researchers' and universities'
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public value, ranking, prestige, and visibility. However, despite the significant and rapid growth of
research in this area, more effort needs to be made to systematically review and integrate previous
research studies' findings or examine the current state of scholarship concerning institutional
repositories. The authors conducted research using a systematic literature review with the primary
objective of providing a better understanding and in-depth review of the current state of the study for
institutional repositories. Data were from primary studies published between 2007 and 2018 from the
six significant databases: ScienceDirect, IEEE Explorer, Springer, ACM, Taylor and Francis, and
Emerald Insight. These results indicated that lack of awareness of open access institutional
repositories among scholars and institutions and inadequate information and communication
technology infrastructure were significant challenges to the development of open access.
In another type of study on the type of content and its submission to an institutional repository, Odili
(2017) discussed the needs of research managers, directors, and librarians to manage the repository to
optimize its use effectively. The interviewees indicated that although there was an option for academics
to upload their publications to the repository, this rarely happened. Also, the results indicated that
research managers provided mediation services while the library was involved in the process remotely.
The findings also showed name entries that identified an academic as the author of an article in the
repository who inconsistently entered the corresponding data, compromising the metadata and quality
of the institutional repository. The author recommended incorporating a content policy on guidelines
for uploading materials, metadata, copyright, and responsibilities.
On using institutional repositories for scholarly communication, Gohain & Angadi (2020) showed that
most users from Arts and Humanities, Social, Sciences, and Pure Sciences preferred publishing their
research in open-access journals and self-archive in institutional repositories. It determined that most
users used journal articles, final research reports, theses, dissertations, and conference proceedings.
Many users needed to self-archive in the repository with knowledge of the submission process. The
study recommends the promotion of self-archiving through training activities for academic staff. A
specific study conducted in universities in southern Nigeria concluded that faculty members identified
the institutional repository as a useful alternative mode of preservation and dissemination of
information, and universities should encourage promotional activities geared towards creating
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awareness of the importance of institutional repositories. They recommended each institution develop
an institutional repository with an academic collaborative network as part of university management
(Ogbomo & Muokebe, 2015).
Likewise, in a research conducted on the analysis of 49 institutional repositories of Spanish public
universities through their website, it became evident that they constitute a type of alliance of
universities to achieve, through open access, the organization, preservation, and dissemination of the
deposited material, being doctoral theses the ones with the most significant scope followed by
academic papers and scientific articles (Morcillo López, 2016).
Institutional repositories are vital for researchers and universities, potentially enhancing their overall
value, rankings, and visibility. Although research on these repositories has significantly expanded,
there's a pressing need for a systematic review of past studies and their current status. Challenges such
as scholars' and institutions' lack of awareness about open-access repositories, insufficient
technological infrastructure, and inconsistent data entries affecting repository quality have been
identified. Effective management involves research managers, directors, and librarians, and it's
recommended that content policies and guidelines for uploads, metadata, copyright, and
responsibilities be implemented. Users across various fields prefer open-access journals and self-
archiving in institutional repositories. Encouraging training for academic staff to promote self-
archiving is advised. Faculty members highly regard institutional repositories for information
preservation and sharing. However, there is a call for increased awareness and the development of these
repositories, integrating them into university management through an academic collaborative network.
Institutional Repository
Using an institutional repository requires technological features and user guides that identify what can
and cannot be publishable in open access, training programs for open-access publishing practices, and
using the institutional repository. One strategy to provide such an experience is to place users at the
center of the design process to add appropriate accessible features according to user preferences to
develop an institutional repository site with attractive functionality based on its structural information
rules. These results were evidenced through a qualitative study conducted with focus groups for data
collection, taking as the central question the motivations and experiences, that users of an academic
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community had when publishing scientific information in an institutional medium such as the
repository. Also, half of the participants in the study indicated that they needed to be made aware of
the functionalities of the institutional repository and its benefits. These results are in line with those
related to the need to strengthen the digital sector of scientific community publications and thus also
benefit open science (González-Pérez, Ramírez- Montoya and García-Peñalvo, 2021).
The construction of an institutional repository becomes necessary in the current scenario of the digital
world due to the following changes and challenges related to technological advances, the significant
increase in the global volume of research, the growing need for archiving and access to unpublished
information, the increasing demand to access knowledge objects from anywhere and at any time, the
growing uncertainty related to archiving and preservation of scholarly research materials (Prabhakar
& Manjula Rani, 2018).
Bemal and Escobar de Morel (2014) developed a study to determine the feasibility of managing a
repository through the Central Library of the National University of Asuncion, considering the open
access requirements, technologies, and personnel needed for its implementation. As the main result, it
established that they effectively had the operating resources digitized documents related to the research
and academic work of the institution, with the need to have a copyright regulation. Another aspect to
consider is the acceptance of teachers, researchers, and students regarding their active participation
in the assurance and permanence of the repository since they would be the producers and recipients of
the academic material and to whom guidance services should be offerable in order to facilitate the
process of self-archiving and structuring of documents González-
Pérez, L. I. (2019).
In descriptive research using the mixed methods strategy through the convergence of quantitative and
qualitative approaches, Pereira da Costa and Lima Leite (2019) analyzed institutional repositories in
Latin America, showing whose results evidenced progress, considering institutional repositories as
effective platforms to promote open access. Regarding the type of material, research articles
predominated. It implies that the repository's origin and purposes link to the scientific information
supported by the articles of a scientific journal. Likewise, the significant existence of dissertations,
theses, and degree works was verifiable among the documents, with undergraduate theses growing.
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Torres and Hartley (2019) argue that despite the growth of repository institutions, there is no explicit
recognition by national authorities and agencies regarding the academic research presented in them as a
type of content since there are no mandated policies regarding the need, construction, and
implementation of this type of repository. They propose the promotion and strengthening of the use of
disciplinary, institutional repositories, recognizing the efforts made to increase the quality of research
in the region, mainly in strengthening the reproducibility and replicability of the research developed,
as well as the establishment of guidelines on visibility, operating policies, legal aspects, descriptive
metadata for publication, records and statistics, security standards, authenticity and integrity of data
and functionality.
These articles emphasize the requirements for successful institutional repository usage, including
technological functionalities, educational resources for open access, and user-friendly design. It reports
on a qualitative study revealing users' limited awareness of the repository's capabilities, emphasizing
the need to enhance digital scholarly publication methods for open science. It highlights the increasing
demand for archiving and accessing unpublished educational data in the evolving digital era. Studies
emphasize the need for open access compliance, showcasing the repository's digitized resources,
particularly academic work, with an emphasis on copyright. The involvement of educators,
researchers, and students is crucial for effective repository utilization facilitated by guidance services.
Institutional repositories highlight their role in open access, particularly housing research articles and
academic works. Despite their growth, recognizing mandatory policies is necessary to enhance
research visibility, reproducibility, and comprehensive operational guidelines for repositories.
The need to develop an institutional repository for the Universidad Privada María Serrana states in the
referential framework and state of the art on the significance of institutional repositories that allow
academics, researchers, and students to archive and self-archive results of academic production to
achieve visibility and use of their work and consequently, the projection and image of the institution.
Its creation is on the need to create a space for the dissemination and access to the academic works of
the university community. In this sense, the question arises regarding the importance, the reasons for
creation, the expectation of use, the type of materials, and the limitations and advantages of an
institutional digital repository. Based on this approach, it was a general objective to analyze the
pág. 4218
perspective and significance of the institutional digital repository according to the teachers and
students of the Universidad Privada María Serrana, to define the importance of creating an institutional
digital repository, to determine the objectives, reasons and content or type of materials for the creation
of the institutional digital repository and to point out the benefits and difficulties that the development
of the repository would have.
MATERIALS AND METHODS
It was non-experimental, quantitative, descriptive, and cross-sectional study, through the application
of an express questionnaire using Google Forms and sent electronically via email and digital
messaging, which underwent validation by the judgment of 5 experts who corroborated the accuracy
and adequacy of the content of the instrument according to the objectives of the study. The content of
the questionnaire included questions to identify whether there were students or teachers and what
career they were studying or teaching, whether they considered the creation of an institutional
repository important, why and to what degree they considered it necessary, the objectives, content or
type of materials, benefits, and difficulties. The sampling was non- probabilistic, voluntary, and
intentional, aimed at students and teachers of the Universidad Privada María Serrana, Asunción,
Paraguay, from a population of 980 students and 130 teachers of the careers of Medicine, Psychology,
Nursing, Commercial Engineering, and Business Administration for the second semester of 2021. A
total of 105 students and 31 teachers participated to form a sample size of 136. The data were analyzed
and processed in the Excel program with results in percentages and frequencies, presented in figures
for visualization.
Findings
Of the students participating in the study, 59.8% corresponded to Medicine, 11.4% to Nursing, 9.8% to
Psychology, and 19% to the rest of the careers distributed in Business Administration and Commercial
Engineering. The results of the responses of both teachers and students were 136, the total number of
units of analysis in the study. All participants thought creating an institutional repository at the
Universidad Privada María Serrana was essential. Regarding the reasons and importance of creating an
institutional repository to a significant degree, 101 responses were in the changes and technological
advances, followed by 96 frequencies by the high demand for access to knowledge from anywhere and
pág. 4219
at any time, and in third place with 94 responses for the preservation of academic material in digital
archives.
Figure 1. Objectives of the Creation of the Institutional Digital Repository According to the Perception
of Teachers and Students
Source: Own elaboration
Figure 1 shows the results of identifying the objectives for creating an institutional digital repository.
According to the most reiterated reasons, 50% remarked the need to manage to preserve and maintain
academic material in digital archives, 41% to provide open access to institutional academic
production, and 24% to create global visibility for academic production.
Figure 2. Content or Type of Materials in the Institutional Digital Repository as Perceived by Teachers
and Students
Source: Own elaboration
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Figure 2 shows the results regarding the content or type of materials included in the
institutional digital repository. It shows that 69.1% of the responses placed didactic material, 68.4%
articles and research reports, 65.4% graduate dissertations or theses, and 61% books and chapters in
books.
Figure 3. Benefits of the Institutional Digital Repository as Perceived by Teachers and Students
Source: Own elaboration
Figure 3 shows the results regarding the institutional digital repository's benefits. Some 73.3% of the
responses were in the option related to an increase in the accessibility to knowledge, 59.3% in the
strength of institutional intellectual production, 56.3% in the increase of institutional visibility and
prestige, and the same percentage of responses were in the option as a means of support for learning
and teaching as a link to virtual teaching.
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Figure 4. Difficulties in the Implementation of the Institutional Repository as Perceived by Teachers
and Students
Source: Own elaboration
Figure 4 represents the results of the difficulties that the implementation of the institutional
repository would have. Twenty-six percent felt it would be copyright infringement and plagiarism,
23.5% additional time and effort to make materials publicly accessible online, 18.2% copyright
limitations imposed by publishers, and 13.6% confusion with copyrights.
DISCUSSION
All participants felt that creating an institutional repository for the Universidad Privada María
Serrana was essential. The majority determined the reasons and importance of creating it based on
technological changes and advances, followed by the high demand to access knowledge from
anywhere and at any time and as a mechanism for preserving academic material in digital archives. A
similar position by authors such as Prabhakar and Manjula Rani (2018), Sandí Delgado and Cruz
Alvarado (2016), and Tiwari and Gandotra (2018), who affirm that through institutional repositories,
it is possible to disseminate scientific knowledge product of research results offering accessibility to
information and other documentary sources, becoming a source of innovation for university
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education institutions by implementing the use of technological tools regarding the management of
information. Open access models have emerged to support the publication of online journals where
academics are interested in submitting and publishing research. In this scenario, institutional
repositories can be a vital means to enhance the visibility of an institution's intellectual output to the
broader community through open-access publishing (Saini, 2018). Through institutional
repositories, the institution can disseminate knowledge and disseminate research results globally to
the scientific and academic society (Asadi et al. (2019).
It considers that managing, preserving, and maintaining academic material in digital archives and
providing open access gives visibility to academic production in identifying the objectives for
creating an institutional digital repository. Morcillo Lopez (216), Ngozi (2018), and Tiwari and
Gandotra (2018) have established in their works that repositories have a similar mission to
disseminate research and scholarly work production.
Institutional repositories to manage, preserve, and maintain the digital assets, intellectual output, and
histories of scholarly institutions, create global visibility for an institution's scholarly research, collect
content in a single location, provide open access to the institution's research output, and provide self-
archiving of institutional scholarly research outputs (Prabhakar & Manjula Rani, 2018).
The content or type of materials included in the institutional digital repository determines research
articles and reports, graduate these books, and book chapters. Gohain and Angadi (2020) identified
similar materials of importance in the communication of academic work, having as benefits the
increase in accessibility to knowledge, strength in institutional intellectual production, increased
visibility and institutional prestige and means of support for learning and teaching as a link to virtual
teaching (Fernández García, 2016; Sandí et al., 2016). Asadi et al. (2019) similarly found that,
through institutional repositories, the visibility of the academic institution had improved, increased
local and global rankings and rankings, greater prestige and public value, and improved teaching,
learning, and research due to access to knowledge being development the academics of the
institution the primary beneficiaries of institutional repositories.
On the type of content Demetres et al. (2020) in their work of systematic and comprehensive
literature review considering Ovid MEDLINE, Ovid EMBASE, Cochrane Library (Wiley), ERIC
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(ProQuest), Web of Science (Main Collection), Scopus (Elsevier) and Library, Information Science
& Technology Abstracts (EBSCO) databases defined the impact of repositories by content and
institutions. Nevertheless, the literature suggests that institutional repositories can be an essential
alternative for submitting final research reports, mainly when using preprints.
However, the difficulties with institutional repository implementation are copyright infringement
and plagiarism, additional time and effort to make materials publicly accessible online, and
copyright limitations, establishing similar findings in González-Pérez et al. (2021). The increased
complexity of the repository development process has been identified and reaffirmed in the
coordination between repository administrators and academics, problems related to uploading the
document to the institutional repository, and problems associated with copyright (Saini, 2018).
Indeed, on the one hand, for the establishment of an institutional repository, it is essential, in addition
to having staff, technological infrastructure, document digitization, and functionality, to have a
regulation that allows managing what is related to copyright, among other legal aspects (Bemal and
Escobar de Morel, 2014; Torres & Hartley, 2019).
On the other hand, it is necessary to develop actions to encourage and promote the importance of
institutional repositories in the academic community by promoting the creation of academic
collaborative networks of university management and the preparation or training of the use of the
repository in terms of self-archiving and structuring of materials (González-Pérez, 2019; Ogbomo &
Muokebebe, 2015).
CONCLUSIONS
Most of the participants in the study considered the creation of an institutional repository important
due to technological changes and advances, the high demand for access to knowledge from
anywhere and at any time, as well as to guarantee the preservation of academic material in digital
archives offered in open access, creating global visibility of academic production. Regarding the
content or type of materials, teaching materials, research articles, and reports were mainly selected.
The majority considered that it is beneficial to increase the accessibility to knowledge and the
strengthening of institutional intellectual production.
Indeed, the institution is growing concerning the generation of final reports of research projects and
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degree theses, which would allow generating an alternative space for the preservation in digital format
and the dissemination of this material, as well as all material related to teaching activities such as
guides, manuals, and presentations, which could be usable as study and reference material from a
digital platform such as the institutional repository. Likewise, the institutions and the authors of the
works would provide an alternative to share content for different audiences from any institution.
Knowledge management, research evaluation, and open access to academic research are available
through the institutional repository as a digital repository.
The creation of the institutional repository constitutes an online database that allows to
systematically organize and classify information based on the knowledge generated by university
students and teachers, thus managing all academic information.
The university has the personnel and an access platform to the virtual library with some degree works
already digitized; however, others, such as research works and theses, should be processed. It is
imperative to consider a regulation that allows the establishment of copyrights in addition to the
structure and platform required for the operation of the institutional repository.
Although the results showed the importance of creating an institutional repository, it is essential to
develop actions aimed at making teachers and students aware of the need for its establishment to be
sustainable in terms of the production or generation of material permanently in order to maintain
updated information on the university's academic activity.
The Institutional Digital Repository Universidad Privada María Serrana would be created as an open
access, accessible, and open digital archive in order to store, preserve, organize, and disseminate the
results of the academic and research activity of teachers and students of the different careers of the
university and the university community in general.
The results of this research could be useful to other higher education institutions in determining the
goals and scope of a digital repository. In addition, they could guide the typology of materials that
can be preserved and made available as the academic production of an institution, alternatively, they
can be organized around other criteria of topics or disciplines, e-books, articles, theses, dissertations,
artistic works, journals, reviews and legal documents, among others considering the benefits and
foreseeing difficulties such as some of those pointed out in this research.
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